My RIA Lawyer

SOUND ON for more from Nina O'Neal on how she isn't just talking the talk but trying to make a real impact on bringing diversity to the finance industry. Learn more about her and our other phenomenal women at https://www.myrialawyer.com/phenomenal-women-of-2021

TORI'S TIPS -- Do you have someone who is staying up-to-date and educated on regulation changes? Who is looking at your current business practices? Is someone ready to react and jump in to make the necessary changes to policies and procedures as changes come? Need help with this - Let's talk! https://calendly.com/consultation/vip-consultation-facebook

You may have seen Tori on her Tori's Tips video last week - if not let us formally introduce Torian Erker, CIA, Compliance Manager for My RIA Lawyer. She is full of knowledge, an asset to our team, and our compliance clients are lucky to have her in their corner! ** STAY TUNED for this week's Tori's Tips tomorrow.

Do you wish you had an EASY button for compliance? The ongoing to-do list of P&Ps, advertising and email review, updating forms, checking regulatory action letters and updates to keep compliant, supervision, and now remote supervision, cybersecurity, performance reporting, and the list goes on.. it's A LOT. we know! GUESS WHAT?! .. MY RIA LAWYER IS YOUR EASY BUTTON. We are here to help. Grab some time below - let's brainstorm on how to make it easier on you!... https://calendly.com/consultation/vip-consultation-facebook See more

Are you concerned about all the compliance tasks getting done? Are you tired of acting as CCO and CEO? Does your firm need more support in the compliance department? We are the compliance experts - so pass the torch on over. Free up your time and relieve your stress! We will handle it! Schedule a call today. https://calendly.com/consultation/vip-consultation-facebook

Check out Leila's timely announcement from Wednesday via the video below!

The SEC hasn’t slowed down their hunt for harmed investors. Oh, no. As of late, more than $3 million has been returned to said investors after the SEC settled actions against three investment advisory firms.. Read more here: https://www.myrialawyer.com/theyre-setting-their-scope-for/

We know that launching, managing and even winding down a fund can be challenging without the right team to support you. Led by an industry veteran with over 30 years of experience, let the team of My RIA Lawyer help you navigate the launch, fundraising, management, regulatory interface and wind down of your fund. Interested in learning more? Here's a link to our services page: https://www.myrialawyer.com/private-funds/ Schedule your complimentary consultation: https://calendl...y.com/myrialawyer/vip-consultation Ready to get started? Complete our questionnaire here. https://myrialawyer.cliogrow.com/int/kmyvbkRB5uqN9EA_yvX1OA See more

Don't miss out! LIVE ONLY webinar on breakaways. Click link to sign up. Exclusive offer during the event. https://lp.constantcontactpages.com//Ni8/breakawayswebinar

What's Kevin's favorite drink?

Meet Kevin, Lead Attorney - RIA.

Click to SIGN UP for our NEWSLETTER. https://lp.constantcontactpages.com//C5TV/newslettersignup

Click the link and nominate a woman you know to be highlighted next year by our firm for their leadership and impact on the financial industry.

-ARE YOU CONSTANTLY DEALING WITH TERMINATION ISSUES? -DO YOU HAVE QUESTIONS ABOUT CONTRACTS? -DO YOU NEED GUIDANCE ON LEGAL REQUIREMENTS THAT APPLY TO YOUR BUSINESS? -ARE YOU WORRIED ABOUT POTENTIAL HR ISSUES? Let us help today. https://calendly.com/myrialawyer/vip-consultation

We are hiring. Please share if you know anyone who would be interested.

Are you ready for financial growth? Could an outsourced CFO benefit your firm? Learn more by scheduling a consultation today.. https://calendly.com/myrialawyer/vip-consultation

Who is in your corner, defending you and your business? Need a team of professionals on your side, click here to schedule your consultation. https://calendly.com/myrialawyer/vip-consultation

Want to know how our RIA Registration process works? Watch the video below. Ready to start? Click the link. https://myrialawyer.cliogrow.com/int/Qs8sZLVNp-Zdbo1tqoyBRA

https://ria-registration-webinar.carrd.co/

https://lp.constantcontactpages.com/su/7x2CviZ/CPAtoRIA ^ CPA registering RIA webinar https://lp.constantcontactpages.com//7K1aS/RIARegistration ^ General RIA registration webinar

Are you ready to make more money with your current clientele? CPAs are trusted by their clients so it makes sense that they would lean into you as their fiduciary advisor. Don’t miss your growth opportunity. If you want to know more of the benefits of this addition to your services join us September 30th at 2pm ET. https://lp.constantcontactpages.com/su/7x2CviZ/CPAtoRIA

Are you ready to be the all-inclusive service provider your client desires? Does it make more sense to service as your client's accountant and their fiduciary advisor? The trust and relationship has already been established. Now the benefits aren’t only for your business growth but your client as well. Learn more by joining us September 30th at 2pm ET https://lp.constantcontactpages.com/su/7x2CviZ/CPAtoRIA

ARE YOU READY TO GO INDEPENDENT? DO YOU WANT CONTROL OF YOUR LIFE? ARE YOU SICK OF BEING AN EMPLOYEE? Then, maybe it's time for your own RIA. Let us do the setting up for you. Check out the brochure below.

Are you a fund manager looking to apply for a form of exemptive relief? Read our recent blog and contact us today for help.

Terminations - tough topic! How do you handle these? Watch this video and click to sign up for our newsletter and to receive a free template to help in your onboarding/termination process. https://lp.constantcontactpages.com//ozM/newslettersignup2